Filed May 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $9,595 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,233 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $600 |
Filed as: J.P.MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $327,432 | $39,819+722.3% | $67,836+382.7% | $57,661+467.9% |
| Participation rate | 98.2% | 61.2%+37.0pp | 68.8%+29.4pp | 70.2%+28.0pp |
| Annual return | 11.56% | 9.19%+2.4pp | 138.49%-126.9pp | 5.13%+6.4pp |
| Employer contribution / active EE | $23,868 | $1,277+1769.2% | $2,404+893.0% | $1,974+1109.2% |
| Participant deferral / active EE | $8,810 | $2,209+298.8% | $3,160+178.8% | $3,061+187.9% |
| Admin fee / account holder | $15 | $84-82.2% | $4,621-99.7% | $95-84.3% |