Filed May 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $38,484 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO, INC. Service code 26 · EIN 94-1737782 | Advisory (Participants) | $8,800 |
CHARLES SCHWAB & CO., INC.8 years Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $465,826 | $70,115+564.4% | $70,589+559.9% | $80,187+480.9% |
| Participation rate | 100.0% | 71.7%+28.3pp | 68.4%+31.6pp | 72.9%+27.1pp |
| Annual return | 21.00% | 134.51%-113.5pp | 32.80%-11.8pp | 40.40%-19.4pp |
| Employer contribution / active EE | $34,753 | $3,021+1050.4% | $2,977+1067.3% | $2,980+1066.4% |
| Participant deferral / active EE | $13,851 | $4,495+208.1% | $4,569+203.1% | $5,016+176.1% |
| Admin fee / account holder | $31 | $112-72.6% | $6,430-99.5% | $145-78.8% |