Filed May 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 · EIN 84-0467907 | Recordkeeping | $0 |
Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $338,542 | $41,467+716.4% | $67,313+402.9% | $55,727+507.5% |
| Participation rate | 99.9% | 62.5%+37.4pp | 69.1%+30.8pp | 70.9%+29.0pp |
| Annual return | -7.26% | 0.82%-8.1pp | -4.08%-3.2pp | 244.94%-252.2pp |
| Employer contribution / active EE | $27,062 | $1,316+1955.7% | $2,566+954.8% | $2,078+1202.1% |
| Participant deferral / active EE | $11,775 | $2,399+390.7% | $3,568+230.0% | $3,356+250.9% |
| Admin fee / account holder | $0 | $102-100.0% | $4,507-100.0% | $115-100.0% |