Filed May 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
COWEN & COMPANY LLC1 year Service code 71 · EIN 84-0965407 | Brokerage Fees | $5,514 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 72 | Other investment fees and expenses | $14 |
CHARLES SCHWAB & CO., INC.5 years Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $508,516 | $51,288+891.5% | $81,983+520.3% | $73,409+592.7% |
| Participation rate | 99.8% | 64.0%+35.8pp | 69.2%+30.5pp | 72.2%+27.6pp |
| Annual return | 19.37% | 29.48%-10.1pp | 41.31%-21.9pp | 59.29%-39.9pp |
| Employer contribution / active EE | $27,795 | $1,487+1769.3% | $2,498+1012.7% | $2,234+1144.4% |
| Participant deferral / active EE | $12,736 | $2,715+369.0% | $3,722+242.2% | $3,805+234.7% |
| Admin fee / account holder | $0 | $125-100.0% | $5,664-100.0% | $158-100.0% |