Filed May 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $5,880 |
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 · EIN 84-0467907 | Recordkeeping | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $406,748 | $46,423+776.2% | $75,906+435.9% | $67,584+501.8% |
| Participation rate | 99.9% | 63.1%+36.8pp | 69.3%+30.6pp | 71.3%+28.6pp |
| Annual return | 22.88% | 32.29%-9.4pp | 30.73%-7.8pp | 378.59%-355.7pp |
| Employer contribution / active EE | $28,599 | $1,406+1933.6% | $2,501+1043.4% | $2,148+1231.5% |
| Participant deferral / active EE | $12,385 | $2,564+383.0% | $3,604+243.7% | $3,540+249.9% |
| Admin fee / account holder | $0 | $132-100.0% | $5,421-100.0% | $142-100.0% |