Filed May 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $14,189 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $625 |
JPMORGAN INVEST HOLDINGS LLC1+ years Filed as: J.P. MORGAN CHASE BANK Service code 21 · EIN 13-4994650 | Bank Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $289,713 | $39,458+634.2% | $60,547+378.5% | $55,191+424.9% |
| Participation rate | 98.7% | 59.6%+39.1pp | 68.0%+30.7pp | 69.2%+29.5pp |
| Annual return | -0.10% | 3.35%-3.5pp | 335.64%-335.7pp | 10.78%-10.9pp |
| Employer contribution / active EE | $24,354 | $1,210+1913.1% | $2,419+906.6% | $1,899+1182.6% |
| Participant deferral / active EE | $9,368 | $2,140+337.7% | $3,328+181.5% | $3,046+207.5% |
| Admin fee / account holder | $22 | $95-76.7% | $4,536-99.5% | $91-75.6% |