| Provider | Service type | Compensation |
|---|---|---|
ARROWSTREET CAPITAL1 year Filed as: ARROWSTREET CAPITAL & LTD. Service code 28 · EIN 04-3472863 | Investment Management | $10,717,526 |
THE SEGAL COMPANY5 years Filed as: NIGRO KARLIN SEGAL FELDSTEIN & BOLN Service code 10 · EIN 95-3632775 | Accounting | $2,458,586 |
BRIDGEWATER2 years Filed as: BRIDGEWATER ASSOCIATES INTERMEDIATE Service code 28 · EIN 27-1437501 | Investment Management | $1,720,777 |
JP MORGAN INVESTMENT MANAGEMENT INC10+ years Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 28 · EIN 13-3200244 | Investment Management | $1,601,752 |
INTERTEX GENERAL CONTRACTORS3 years Service code 49 · EIN 95-3975504 | Other Services | $1,588,093 |
PIMCO FUNDS1 year Filed as: PACIFIC INVESTMENT MANAGEMENT CO. Service code 28 · EIN 33-0629048 | Investment Management | $1,513,701 |
WASATCH ADVISORS10+ years Service code 28 · EIN 87-0319391 | Investment Management | $1,405,717 |
MILLER KAPLAN ARASE LLP10+ years Service code 10 · EIN 95-2036255 | Accounting | $1,170,202 |
Service code 28 · EIN 51-0368279 | Investment Management | $971,927 |
LOCKTON INVESTMENT ADVISORS, LLC10+ years Filed as: LOCKTON INSURANCE BROKERS, LLC Service code 22 · EIN 20-3354970 | Insurance Broker | $875,727 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $468,422-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 30.5%-30.5pp | 0.0%0pp |
| Annual return | 9.19% | 8.85%+0.3pp | 6.89%+2.3pp | 8.85%+0.3pp |
| Employer contribution / active EE | $8,630 | $8,529+1.2% | $43,868-80.3% | $8,529+1.2% |
| Participant deferral / active EE | $6 | $399-98.4% | $44-85.8% | $399-98.4% |
| Admin fee / account holder | $0 | $0 | $1,988-100.0% | - |