| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES1+ years Filed as: FINANCIAL ENGINES INC Service code 14 · EIN 94-3250323 | Plan Administrator | $1,384,134 |
CAMBRIDGE INVESTMENT RESEARCH1+ years Service code 28 · EIN 20-1665305 | Investment Management | $688,699 |
ROBECO INVESTMENT MANAGEMENT1+ years Service code 14 · EIN 98-0202744 | Plan Administrator | $640,314 |
THE BANK OF NEW YORK MELLON1+ years Filed as: STANDISH MELLON ASSET MANGEMENT, LL Service code 28 · EIN 25-1890416 | Investment Management | $353,541 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Account maintenance fees; Direct paym... | $325,838 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES COM Service code 15 · EIN 74-2279754 | Recordkeeping | $269,799 |
T ROWE PRICE RPS INC1+ years Filed as: T. ROWE PRICE ASSOCIATES INC Service code 28 · EIN 52-0556948 | Investment Management | $168,120 |
CAMBIAR INVESTORS LLC1+ years Service code 28 · EIN 84-1596610 | Investment Management | $142,059 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY DW INC. Service code 33 | Securities brokerage commissions and ... | $85,727 |
BTC FINANCIAL MANAGEMENT CO1+ years Service code 28 · EIN 46-4762796 | Investment Management | $78,613 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $476,085 | $63,964+644.3% | $147,618+222.5% | $67,505+605.3% |
| Participation rate | 84.8% | 68.6%+16.2pp | 84.6%+0.1pp | 71.2%+13.6pp |
| Annual return | -1.20% | 9.05%-10.3pp | 61.98%-63.2pp | 6.52%-7.7pp |
| Employer contribution / active EE | $0 | $1,618-100.0% | $5,564-100.0% | $2,173-100.0% |
| Participant deferral / active EE | $25,418 | $2,589+881.9% | $4,895+419.2% | $3,597+606.7% |
| Admin fee / account holder | $715 | $43+1571.1% | $11,612-93.8% | $56+1173.5% |