| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $588,982 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $246,765 |
BROUWER & JANACHOWSKI LLC2 years Service code 28 · EIN 94-3038071 | Investment Management | $220,582 |
LINDQUIST LLP1 year Service code 10 · EIN 52-2385296 | Accounting | $18,500 |
Filed as: GALLAGHER BENEFIT SERVICES INC DBA Service code 29 1100 SUPERIOR AVE STE 1700 · CLEVELAND, OH 44114 | Legal | $8,766 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 72 | Other investment fees and expenses | $37 |
CHARLES SCHWAB & CO., INC.6+ years Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $334,885 | $127,481+162.7% | $149,751+123.6% | $90,274+271.0% |
| Participation rate | 95.4% | 78.2%+17.2pp | 82.5%+12.9pp | 73.4%+22.0pp |
| Annual return | 15.43% | 57.78%-42.4pp | 276.71%-261.3pp | 53.97%-38.5pp |
| Employer contribution / active EE | $10,622 | $3,448+208.1% | $4,646+128.6% | $2,523+320.9% |
| Participant deferral / active EE | $14,394 | $6,975+106.4% | $6,843+110.3% | $4,231+240.2% |
| Admin fee / account holder | $439 | $152+189.7% | $9,312-95.3% | $114+285.3% |