| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 26-1584455 | Advisory (Participants) | $546,394 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $213,544 |
Filed as: ADVISED ASSET GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $93,883 |
Filed as: BROUWER & JANACHOWSKI INC Service code 28 · EIN 94-3038071 | Investment Management | $72,030 |
SANCHEZ & ZURES LLC2 years Service code 26 · EIN 03-0580851 | Advisory (Participants) | $49,463 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $44,760 |
Service code 26 · EIN 56-2541684 | Advisory (Participants) | $36,653 |
LINDQUIST LLP4 years Filed as: LINDQUIST CPAS LLP Service code 10 · EIN 52-2385296 | Accounting | $26,900 |
Filed as: GALLAGHER BENEFIT SERVICES INC DBA Service code 29 1100 SUPERIOR AVE STE 1700 · CLEVELAND, OH 44114 | Legal | $22,032 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $18,699 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $281,367 | $101,523+177.1% | $141,200+99.3% | $77,775+261.8% |
| Participation rate | 93.6% | 77.4%+16.3pp | 82.5%+11.2pp | 73.2%+20.4pp |
| Annual return | 19.91% | 56.22%-36.3pp | 71.41%-51.5pp | 32.58%-12.7pp |
| Employer contribution / active EE | $9,868 | $3,341+195.4% | $4,736+108.3% | $2,504+294.1% |
| Participant deferral / active EE | $13,209 | $6,434+105.3% | $6,710+96.8% | $3,966+233.1% |
| Admin fee / account holder | $230 | $92+151.6% | $10,265-97.8% | $100+130.2% |