Filed October 3, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Participant loan processing; Account ... | $677,624 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC Service code 16 · EIN 13-2638166 | Consulting | $118,527 |
MOSS ADAMS LLP4 years Filed as: MOSS ADAMS Service code 10 · EIN 91-0189318 | Accounting | $46,453 |
REGENCY INVESTMENT ADVISORS2 years Filed as: REGENCY INVESTMENT ADVISORS INC Service code 33 · EIN 77-0344391 | Securities brokerage commissions and ... | $10,299 |
PATHWAYS ADVISORY GROUP INC2 years Service code 33 · EIN 20-8811410 | Securities brokerage; Securities brok... | $8,826 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $526 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,563 | $73,283+14.0% | $155,509-46.3% | $106,382-21.5% |
| Participation rate | 60.3% | 73.3%-13.0pp | 78.2%-17.9pp | 69.9%-9.6pp |
| Annual return | 14.88% | 15.77%-0.9pp | 64.67%-49.8pp | 17.37%-2.5pp |
| Employer contribution / active EE | $2,033 | $2,247-9.6% | $4,672-56.5% | $3,364-39.6% |
| Participant deferral / active EE | $5,036 | $4,580+9.9% | $5,626-10.5% | $5,569-9.6% |
| Admin fee / account holder | $107 | $56+91.1% | $15,912-99.3% | $79+35.3% |