Filed October 3, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Participan... | $146,143 |
Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $1,593 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,063 | $44,007+16.0% | $154,107-66.9% | $68,904-25.9% |
| Participation rate | 49.6% | 70.0%-20.4pp | 83.0%-33.4pp | 74.1%-24.5pp |
| Annual return | -5.38% | 8.15%-13.5pp | 735.12%-740.5pp | 1.07%-6.4pp |
| Employer contribution / active EE | $1,018 | $1,732-41.2% | $5,298-80.8% | $2,540-59.9% |
| Participant deferral / active EE | $3,454 | $2,813+22.8% | $5,081-32.0% | $4,015-14.0% |
| Admin fee / account holder | $28 | $65-56.2% | $13,411-99.8% | $71-60.2% |