Filed October 3, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Shareholder servi... | $211,227 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,127 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,732 | $63,259+3.9% | $178,510-63.2% | $93,223-29.5% |
| Participation rate | 55.1% | 72.1%-17.0pp | 81.9%-26.8pp | 74.9%-19.8pp |
| Annual return | 14.05% | 19.93%-5.9pp | 151.13%-137.1pp | 19.29%-5.2pp |
| Employer contribution / active EE | $1,363 | $1,865-26.9% | $5,011-72.8% | $2,680-49.1% |
| Participant deferral / active EE | $3,990 | $3,372+18.3% | $5,202-23.3% | $4,563-12.6% |
| Admin fee / account holder | $34 | $58-40.9% | $13,988-99.8% | $79-56.7% |