Filed October 3, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Float revenue;... | $489,552 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC Service code 16 · EIN 13-2638166 | Consulting | $86,407 |
MOSS ADAMS LLP2 years Filed as: MOSS ADAMS Service code 10 · EIN 91-0189318 | Accounting | $17,438 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $562 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,949 | $52,346+22.2% | $143,757-55.5% | $78,044-18.1% |
| Participation rate | 54.9% | 72.7%-17.8pp | 80.3%-25.4pp | 74.4%-19.5pp |
| Annual return | -16.29% | -14.19%-2.1pp | -0.04%-16.2pp | 10.87%-27.2pp |
| Employer contribution / active EE | $1,588 | $2,131-25.5% | $4,951-67.9% | $3,125-49.2% |
| Participant deferral / active EE | $4,465 | $3,800+17.5% | $5,637-20.8% | $5,084-12.2% |
| Admin fee / account holder | $88 | $63+38.7% | $14,673-99.4% | $79+11.5% |