Filed October 3, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $153,604 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $398 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,333 | $53,565+12.6% | $172,739-65.1% | $82,204-26.6% |
| Participation rate | 53.5% | 69.6%-16.2pp | 82.6%-29.2pp | 73.4%-19.9pp |
| Annual return | 22.92% | 31.42%-8.5pp | 802.84%-779.9pp | 26.31%-3.4pp |
| Employer contribution / active EE | $1,221 | $1,857-34.3% | $5,143-76.3% | $2,707-54.9% |
| Participant deferral / active EE | $3,867 | $3,006+28.7% | $5,198-25.6% | $4,246-8.9% |
| Admin fee / account holder | $27 | $61-56.1% | $13,954-99.8% | $76-64.3% |