Filed December 4, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $635,015 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.7+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,965 | $107,662+4.0% | $159,495-29.8% | $106,520+5.1% |
| Participation rate | 56.9% | 69.4%-12.5pp | 82.8%-25.9pp | 71.3%-14.4pp |
| Annual return | 15.27% | 22.17%-6.9pp | 263.72%-248.5pp | 19.28%-4.0pp |
| Employer contribution / active EE | $2,288 | $2,741-16.5% | $4,831-52.6% | $2,840-19.5% |
| Participant deferral / active EE | $5,337 | $6,799-21.5% | $7,354-27.4% | $4,948+7.9% |
| Admin fee / account holder | $54 | $69-21.5% | $10,804-99.5% | $75-27.8% |