Filed December 4, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES CO Service code 13 · EIN 74-2279754 | Contract Administrator | $101,640 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $84,240 |
UBS FINANCIAL SERVICES INC1+ years Service code 28 · EIN 13-2638166 | Investment Management | $29,277 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,491 | $65,877+2.5% | $115,038-41.3% | $69,651-3.1% |
| Participation rate | 46.3% | 58.1%-11.8pp | 81.4%-35.1pp | 66.6%-20.3pp |
| Annual return | 4.35% | 6.03%-1.7pp | 26.14%-21.8pp | 53.77%-49.4pp |
| Employer contribution / active EE | $1,699 | $1,712-0.8% | $4,608-63.1% | $2,241-24.2% |
| Participant deferral / active EE | $3,560 | $4,216-15.6% | $6,026-40.9% | $3,635-2.1% |
| Admin fee / account holder | $27 | $77-65.4% | $8,175-99.7% | $63-57.7% |