Filed December 4, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $343,799 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $18 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,197 | $80,506+19.5% | $136,298-29.4% | $80,976+18.8% |
| Participation rate | 46.2% | 61.9%-15.6pp | 81.9%-35.7pp | 68.3%-22.0pp |
| Annual return | 39.63% | 27.70%+11.9pp | 5156.27%-5116.6pp | 22.91%+16.7pp |
| Employer contribution / active EE | $1,703 | $1,943-12.4% | $4,696-63.7% | $2,402-29.1% |
| Participant deferral / active EE | $3,711 | $4,601-19.4% | $6,247-40.6% | $3,848-3.6% |
| Admin fee / account holder | $40 | $72-44.9% | $9,244-99.6% | $67-41.3% |