Filed December 4, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $218,432 |
UBS FINANCIAL SERVICES INC2+ years Service code 28 · EIN 13-2638166 | Investment Management | $9,853 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $41 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,276 | $3,611,051-98.0% | $123,894-42.5% | $329,111-78.3% |
| Participation rate | 47.3% | 60.7%-13.4pp | 81.4%-34.1pp | 67.9%-20.6pp |
| Annual return | 10.31% | 14.13%-3.8pp | 47.52%-37.2pp | 16.35%-6.0pp |
| Employer contribution / active EE | $1,681 | $1,947-13.7% | $4,617-63.6% | $2,303-27.0% |
| Participant deferral / active EE | $3,548 | $4,426-19.8% | $5,984-40.7% | $3,682-3.6% |
| Admin fee / account holder | $28 | $9,731-99.7% | $8,357-99.7% | $754-96.3% |