Filed November 1, 2022 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $395,460 |
WELLESLEY1 year Filed as: WELLESLEY INVESTMENT ADVISORS Service code 28 · EIN 04-3154394 | Investment Management | $71,667 |
ATLANTA CAPITAL MANAGEMENT2 years Filed as: ATLANTA CAPITAL MGMT CO. LLC Service code 28 1075 PEACHTREE ST NW · ATLANTA, GA 30309 | Investment Management | $57,790 |
Filed as: BRANDYWINE ASSET MANAGEMENT Service code 28 · EIN 51-0294065 | Investment Management | $55,025 |
MOSS ADAMS LLP5+ years Service code 10 · EIN 91-0189318 | Accounting | $32,336 |
Filed as: PATTISON PENSION SPECIALISTS Service code 14 · EIN 85-0437924 | Plan Administrator | $29,707 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $601,280 | $89,652+570.7% | $141,200+325.8% | $65,188+822.4% |
| Participation rate | 100.0% | 74.7%+25.3pp | 82.5%+17.5pp | 70.2%+29.8pp |
| Annual return | 20.74% | 32.79%-12.1pp | 71.41%-50.7pp | 29.38%-8.6pp |
| Employer contribution / active EE | $10,220 | $3,065+233.5% | $4,736+115.8% | $2,177+369.5% |
| Participant deferral / active EE | $10,735 | $5,691+88.6% | $6,710+60.0% | $3,514+205.5% |
| Admin fee / account holder | $3,799 | $569+568.3% | $10,265-63.0% | $847+348.4% |