Filed November 1, 2022 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $518,988 |
Filed as: BRANDYWINE ASSET MANAGEMENT Service code 28 · EIN 51-0294065 | Investment Management | $50,686 |
Filed as: PATTISON PENSION SPECIALISTS Service code 14 · EIN 85-0437924 | Plan Administrator | $30,660 |
MOSS ADAMS LLP1+ years Service code 10 · EIN 91-0189318 | Accounting | $28,605 |
Service code 29 4155 MONTGOMERY BLVD NE · ALBUQUERQUE, NM 87109 | Legal | $5,692 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $419,525 | $70,002+499.3% | $115,038+264.7% | $52,331+701.7% |
| Participation rate | 100.0% | 72.1%+27.9pp | 81.4%+18.6pp | 68.1%+31.9pp |
| Annual return | 1.97% | 4.04%-2.1pp | 26.14%-24.2pp | 4.54%-2.6pp |
| Employer contribution / active EE | $10,696 | $2,715+294.0% | $4,608+132.1% | $1,882+468.4% |
| Participant deferral / active EE | $9,774 | $4,920+98.7% | $6,026+62.2% | $3,022+223.4% |
| Admin fee / account holder | $3,455 | $566+510.5% | $8,175-57.7% | $592+484.1% |