Filed November 1, 2022 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $446,638 |
WELLESLEY2 years Filed as: WELLESLEY INVESTMENT ADVISORS Service code 28 · EIN 04-3154394 | Investment Management | $66,827 |
Filed as: BRANDYWINE ASSET MANAGEMENT Service code 28 · EIN 51-0294065 | Investment Management | $62,055 |
ATLANTA CAPITAL MANAGEMENT3 years Filed as: ATLANTA CAPITAL MGMT CO. LLC Service code 28 1075 PEACHTREE ST NW · ATLANTA, GA 30309 | Investment Management | $57,219 |
MOSS ADAMS LLP6+ years Service code 10 · EIN 91-0189318 | Accounting | $34,142 |
Filed as: PATTISON PENSION SPECIALISTS Service code 14 · EIN 85-0437924 | Plan Administrator | $29,336 |
Filed as: HUB INTERNATIONAL Service code 28 | Investment Management | $6,318 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $676,550 | $99,957+576.8% | $149,751+351.8% | $73,501+820.5% |
| Participation rate | 100.0% | 75.7%+24.3pp | 82.5%+17.5pp | 70.7%+29.3pp |
| Annual return | 12.33% | 53.87%-41.5pp | 276.71%-264.4pp | 28.51%-16.2pp |
| Employer contribution / active EE | $12,090 | $3,191+278.9% | $4,646+160.2% | $2,270+432.6% |
| Participant deferral / active EE | $10,437 | $6,073+71.9% | $6,843+52.5% | $3,740+179.1% |
| Admin fee / account holder | $4,075 | $551+639.9% | $9,312-56.2% | $513+694.1% |