Filed November 1, 2022 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $439,460 |
Filed as: BRANDYWINE ASSET MANAGEMENT Service code 28 · EIN 51-0294065 | Investment Management | $69,378 |
Filed as: ATLANTA CAPITAL MGMT CO. LLC Service code 28 1075 PEACHTREE ST NW · ATLANTA, GA 30309 | Investment Management | $61,255 |
MOSS ADAMS LLP4+ years Service code 10 · EIN 91-0189318 | Accounting | $31,032 |
Filed as: PATTISON PENSION SPECIALISTS Service code 14 · EIN 85-0437924 | Plan Administrator | $30,130 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $488,112 | $73,102+567.7% | $123,553+295.1% | $56,289+767.2% |
| Participation rate | 100.0% | 74.3%+25.7pp | 82.3%+17.7pp | 69.9%+30.1pp |
| Annual return | -2.72% | 3.01%-5.7pp | 119.21%-121.9pp | -9.96%+7.2pp |
| Employer contribution / active EE | $9,540 | $2,977+220.5% | $4,628+106.1% | $2,111+351.9% |
| Participant deferral / active EE | $9,527 | $5,423+75.7% | $6,426+48.3% | $3,350+184.4% |
| Admin fee / account holder | $3,712 | $554+570.4% | $9,284-60.0% | $521+612.5% |