Filed November 1, 2022 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $481,516 |
WELLESLEY3 years Filed as: WELLESLEY INVESTMENT ADVISORS Service code 28 · EIN 04-3154394 | Investment Management | $78,080 |
Filed as: BRANDYWINE ASSET MANAGEMENT Service code 28 · EIN 51-0294065 | Investment Management | $67,732 |
ATLANTA CAPITAL MANAGEMENT4 years Filed as: ATLANTA CAPITAL MGMT CO. LLC Service code 28 1075 PEACHTREE ST NW · ATLANTA, GA 30309 | Investment Management | $54,831 |
MOSS ADAMS LLP7+ years Service code 10 · EIN 91-0189318 | Accounting | $35,275 |
Filed as: PATTISON PENSION SPECIALISTS Service code 11 · EIN 85-0437924 | Actuarial | $29,122 |
LEGG MASON1 year Filed as: LEGG MASON SERVICES COMPANY LLC Service code 28 · EIN 13-2670991 | Investment Management | $16,092 |
SHERIDAN ROAD ADVISORS LLC2 years Filed as: HUB INTERNATIONAL Service code 23 | Insurance services; Direct payment fr... | $6,861 |
Service code 29 4155 MONTGOMERY BLVD NE · ALBUQUERQUE, NM 87109 | Legal | $6,537 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $699,798 | $104,509+569.6% | $159,495+338.8% | $79,395+781.4% |
| Participation rate | 100.0% | 76.6%+23.4pp | 82.8%+17.2pp | 70.7%+29.3pp |
| Annual return | 11.27% | 67.99%-56.7pp | 263.72%-252.5pp | 116.90%-105.6pp |
| Employer contribution / active EE | $10,857 | $3,417+217.7% | $4,831+124.7% | $2,428+347.2% |
| Participant deferral / active EE | $10,393 | $6,467+60.7% | $7,354+41.3% | $4,046+156.9% |
| Admin fee / account holder | $4,319 | $711+507.7% | $10,804-60.0% | $626+589.7% |