LEGG MASON
35 known aliases resolved via the canonical alias map
Market position · 2024
Plans served33-18 YoYRank #481 of mapped providers
Assets under administration$3.7B0.0%Market share · rank #2230
Fees received$513,113Median $0/planSum across Schedule C direct + indirect
Net wins YoY-174 won · 21 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical LEGG MASON plan look like?
Service mix · median fees per plan
Count of plans where LEGG MASON ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 30 | $0 | |
Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Participant communication; Trustee (directed); Other services; Distribution (12b-1) fees; Investment advisory (plan); Shareholder servicing fees; Float revenue; Investment management fees paid indirectly by plan; Investment management; Participant loan processing; Recordkeeping fees; Trustee (bank, trust company, or similar financial institution); Redemption feesCode 15 | 1 | $0 | |
Investment advisory (plan)Code 27 | 1 | $9,875 | |
Investment management fees paid directly by planCode 51 | 1 | $414,713 |
Competitor overlap
Percent of LEGG MASON's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under LEGG MASON.
| Sponsor | From | Assets |
|---|---|---|
CTI III LLCCA · 472890879-001 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | $8M |
INFINITY TECHNOLOGY SERVICES, LLCCO · 204331064-002 | (new plan) | $4M |
KEYSTONE TECHNOLOGY CONSULTANTS, INOH · 311537684-001 | (new plan) | $3M |
CREATURE COMFORTS BREWING COMPANY,GA · 455034383-001 | (new plan) | $2M |
Plans lost in 2024
Appeared last year under LEGG MASON; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE BANK OF NEW YORK MELLONPA · 135160382-001 | LOOP CAPITAL ASSET MANAGEMENT | $5.3B |
ATLANTA PLUMBERS & STEAMFITTERS PENSION FUNDFL · 581233396-001 | CONSTITUTION CAPITAL PARTNERS | $416M |
ROOFERS LOCAL 149 PENSION FUNDMI · 381425819-001 | ULLICO | $280M |
RODEY DICKASON SLOAN AKIN & ROBB PANM · 850216511-001 | MIDWEST INSTITUTIONAL TRUST COMPANY | $107M |
YORK BUILDING PRODUCTS CO., INC.PA · 231531886-001 | LOMBARD SECURITIES INC | $97M |
BOARD OF TRUSTEES OF UNITED STEELWORKERS PENSION TRUST FUNDKY · 610915309-001 | GOLDMAN SACHS | $89M |
COMPUTER SYSTEMS CENTER INCVA · 541428673-002 | T ROWE PRICE RPS INC | $41M |
STEWART & TATE, INC.PA · 231624612-002 | BLACKSTONE | $26M |
INFINITE LEGACY, INC.MD · 521736533-002 | T ROWE PRICE RPS INC | $24M |
WESTGATE CHEVROLET, INC.PA · 232257255-002 | FRANKLIN TEMPLETON | $22M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SYSCO CORPORATIONTX · 741648137-004 | $2.5B | 30,257 | $414,713 | 4y | - |
UBS FINANCIAL SERVICES INC.NJ · 132638166-001 | $579M | 8,083 | $88,525 | 3y | - |
STEVENS & LEEPA · 231886296-002 | $281M | 546 | $0 | 10y | - |
FLUENCE ENERGY, LLCVA · 822138818-001 | $81M | 952 | $0 | 4y | 1 |
ROSE COMPANIES EMPLOYER, LLCOH · 813982831-002 | $36M | 305 | $0 | 8y | 1 |
APR SUPPLY COMPANYPA · 231954135-001 | $30M | 517 | $0 | 4y | 1 |
ALOGENT HOLDINGS, INC.GA · 364869272-001 | $26M | 269 | $0 | 4y | - |
BLOWER-DEMPSAY CORPORATIONCA · 330208548-001 | $24M | 306 | $0 | 6y | 1 |
ECONOMIC MODELING, LLCID · 271605272-001 | $22M | 492 | $0 | 3y | 1 |
CEE KAY SUPPLY, INCMO · 430669920-002 | $20M | 185 | $0 | 5y | 1 |
Flag exposure
90.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (35)
Raw Schedule C names collapsed into LEGG MASON.
- BRANDYWINE/LEGG MASON SERVICES,LLC
- LEGG MAON GLOBAL ASSET MANAGEMENT
- LEGG MASON
- LEGG MASON & CO
- LEGG MASON & CO LLC
- LEGG MASON & CO. LLC (CLEARBRIDGE)
- LEGG MASON & CO., INC.
- LEGG MASON & CO., LLC
- LEGG MASON 529 FUNDS
- LEGG MASON AND COMPANY
- LEGG MASON BW GLOBAL OPP. BOND
- LEGG MASON FBO CLEARBRIDGE
- LEGG MASON FUND
- LEGG MASON FUNDS
- LEGG MASON GLOBAL ASSET MANAGEMENT
- LEGG MASON INC & SUBS
- LEGG MASON INVESTOR SERVICES LLC
- LEGG MASON INVESTOR SERVICES, LLC
- LEGG MASON LLC
- LEGG MASON PARTNERS FUND ADV. LLC
- LEGG MASON PARTNERS FUND ADVISOR
- LEGG MASON PARTNERS FUND ADVISOR LL
- LEGG MASON PARTNERS FUND ADVISOR, L
- LEGG MASON PRIVATE PORT. GROUP, LLC
- LEGG MASON PRIVATE PORTFOLIO GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for LEGG MASON's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 3.03% | 7.76% | -4.73 pp |
| Fidelity bond gap | 5 | 15.15% | 26.94% | -11.79 pp |
| Late contributions | 11 | 33.33% | 1.71% | +31.62 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 7 | 21.21% | 1.76% | +19.45 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with LEGG MASON. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent