Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Shareholde... | $1,847,178 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1733782 | Securities brokerage; Securities brok... | $2,359 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,651 | $58,202+11.1% | $172,739-62.6% | $89,569-27.8% |
| Participation rate | 97.6% | 72.8%+24.8pp | 82.6%+14.9pp | 69.6%+28.0pp |
| Annual return | 19.76% | 61.59%-41.8pp | 802.84%-783.1pp | 34.56%-14.8pp |
| Employer contribution / active EE | $2,492 | $1,759+41.7% | $5,143-51.5% | $2,584-3.6% |
| Participant deferral / active EE | $4,865 | $3,335+45.9% | $5,198-6.4% | $4,220+15.3% |
| Admin fee / account holder | $78 | $53+49.3% | $13,954-99.4% | $72+9.5% |