Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Distribut... | $1,879,016 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $7,917 |
SLATESTONE WEALTH LLC1 year Service code 33 · EIN 61-1815919 | Securities brokerage commissions and ... | $6,905 |
LARSON FINANCIAL GROUP LLC2 years Filed as: LARSON FINANCIAL GROUP Service code 33 · EIN 20-4773945 | Securities brokerage; Securities brok... | $6,264 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,891 | $83,057-27.9% | $143,757-58.3% | $89,394-33.0% |
| Participation rate | 98.7% | 74.0%+24.7pp | 80.3%+18.4pp | 71.3%+27.4pp |
| Annual return | -13.73% | -13.97%+0.2pp | -0.04%-13.7pp | -11.89%-1.8pp |
| Employer contribution / active EE | $3,249 | $2,095+55.1% | $4,951-34.4% | $3,022+7.5% |
| Participant deferral / active EE | $5,711 | $4,281+33.4% | $5,637+1.3% | $5,123+11.5% |
| Admin fee / account holder | $60 | $83-28.0% | $14,673-99.6% | $79-24.8% |