Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Distributi... | $1,216,199 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $874 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,583 | $46,516+15.2% | $147,618-63.7% | $69,651-23.1% |
| Participation rate | 100.0% | 65.8%+34.2pp | 84.6%+15.4pp | 66.6%+33.4pp |
| Annual return | 1.76% | 9.48%-7.7pp | 61.98%-60.2pp | 53.77%-52.0pp |
| Employer contribution / active EE | $2,449 | $1,393+75.8% | $5,564-56.0% | $2,241+9.3% |
| Participant deferral / active EE | $3,919 | $2,719+44.1% | $4,895-19.9% | $3,635+7.8% |
| Admin fee / account holder | $66 | $45+47.1% | $11,612-99.4% | $63+4.2% |