Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $1,761,623 |
SLATESTONE WEALTH LLC1 year Filed as: SLATESTONE WEALTH, LLC Service code 33 · EIN 61-1815919 | Securities brokerage; Securities brok... | $6,977 |
Filed as: LARSON FINANCIAL GROUP Service code 33 · EIN 20-4773945 | Securities brokerage commissions and ... | $6,540 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1733782 | Securities brokerage commissions and ... | $6,315 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,256 | $68,062+6.2% | $185,854-61.1% | $106,520-32.2% |
| Participation rate | 100.0% | 75.2%+24.8pp | 81.7%+18.3pp | 71.3%+28.7pp |
| Annual return | 13.55% | 18.20%-4.7pp | 122.12%-108.6pp | 19.28%-5.7pp |
| Employer contribution / active EE | $4,198 | $1,997+110.2% | $5,169-18.8% | $2,840+47.8% |
| Participant deferral / active EE | $5,904 | $3,990+48.0% | $5,569+6.0% | $4,948+19.3% |
| Admin fee / account holder | $61 | $53+15.6% | $16,246-99.6% | $75-18.2% |