Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Recordkeeping ... | $1,141,613 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,255 | $49,270+18.2% | $156,549-62.8% | $329,111-82.3% |
| Participation rate | 99.7% | 68.1%+31.6pp | 84.0%+15.7pp | 67.9%+31.9pp |
| Annual return | 6.80% | 23.25%-16.4pp | 32.23%-25.4pp | 16.35%-9.5pp |
| Employer contribution / active EE | $2,842 | $1,534+85.2% | $5,501-48.3% | $2,303+23.4% |
| Participant deferral / active EE | $4,397 | $2,920+50.6% | $4,871-9.7% | $3,682+19.4% |
| Admin fee / account holder | $62 | $51+22.4% | $13,027-99.5% | $754-91.8% |