Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $1,110,440 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,236 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,240 | $53,684+19.7% | $170,442-62.3% | $80,976-20.7% |
| Participation rate | 98.6% | 69.2%+29.4pp | 83.6%+15.0pp | 68.3%+30.3pp |
| Annual return | 15.14% | 25.97%-10.8pp | 205.93%-190.8pp | 22.91%-7.8pp |
| Employer contribution / active EE | $2,571 | $1,642+56.6% | $5,433-52.7% | $2,402+7.0% |
| Participant deferral / active EE | $4,545 | $3,017+50.7% | $4,939-8.0% | $3,848+18.1% |
| Admin fee / account holder | $56 | $46+21.4% | $13,880-99.6% | $67-16.6% |