Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $2,644,057 |
LARSON FINANCIAL GROUP LLC4 years Filed as: LARSON FINANCIAL GROUP Service code 33 · EIN 20-4773945 | Securities brokerage; Securities brok... | $8,461 |
SLATESTONE WEALTH LLC3 years Service code 33 · EIN 61-1815919 | Securities brokerage commissions and ... | $8,077 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,229 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,015 | $73,283+3.7% | $155,567-51.1% | $106,408-28.6% |
| Participation rate | 98.4% | 73.3%+25.2pp | 78.2%+20.2pp | 69.9%+28.5pp |
| Annual return | 12.07% | 15.76%-3.7pp | 64.74%-52.7pp | 17.37%-5.3pp |
| Employer contribution / active EE | $3,638 | $2,241+62.4% | $4,674-22.2% | $3,361+8.2% |
| Participant deferral / active EE | $6,172 | $4,567+35.2% | $5,628+9.7% | $5,567+10.9% |
| Admin fee / account holder | $77 | $56+37.3% | $15,916-99.5% | $79-3.0% |