Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,224,895 |
INVESCO1+ years Filed as: IVZ INC Service code 28 · EIN 58-2287224 | Investment Management | $247,761 |
THE BANK OF NEW YORK MELLON1+ years Filed as: MELLON CAPITAL MANAGEMENT CORPORATI Service code 28 · EIN 25-1442864 | Investment Management | $219,192 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $169,895 |
HARVEST FINANCIAL ADVISORS LLC1+ years Service code 26 · EIN 26-0325888 | Advisory (Participants) | $17,200 |
CLS INVESTMENTS1+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $10,056 |
INDEPENDENT FINANCIAL GROUP LLC1+ years Filed as: INDEPENDENT FINANCIAL GROUP LL Service code 26 · EIN 71-0927304 | Advisory (Participants) | $9,826 |
Filed as: HANLON INVESTMENT MANAGEMENT Service code 26 · EIN 22-3723068 | Advisory (Participants) | $5,603 |
KANSAS CITY 727 ACQUISITION LL1+ years Service code 26 · EIN 45-3338790 | Advisory (Participants) | $5,101 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1,112 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,091 | $87,670-20.1% | $123,105-43.1% | $69,651+0.6% |
| Participation rate | 99.2% | 87.8%+11.5pp | 86.8%+12.5pp | 66.6%+32.7pp |
| Annual return | 3.13% | 3.10%0pp | 13.22%-10.1pp | 53.77%-50.6pp |
| Employer contribution / active EE | $4,451 | $3,511+26.8% | $5,151-13.6% | $2,241+98.7% |
| Participant deferral / active EE | $5,128 | $5,412-5.3% | $6,229-17.7% | $3,635+41.1% |
| Admin fee / account holder | $46 | $94-51.3% | $9,014-99.5% | $63-27.5% |