Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,473,569 |
Service code 33 · EIN 94-1737782 | Direct payment from the plan; Other i... | $122,612 |
INVESCO1 year Filed as: NVESCO ADVISERS INC Service code 26 · EIN 58-1707262 | Advisory (Participants) | $61,812 |
INVESCO5+ years Filed as: IVZ INC Service code 26 · EIN 58-2287224 | Advisory (Participants) | $61,458 |
MOLL WEALTH MANAGEMENT2 years Service code 26 · EIN 46-4815069 | Advisory (Participants) | $42,488 |
STEEL PEAK WEALTH MGMT LLC2 years Service code 26 · EIN 46-1173026 | Advisory (Participants) | $25,286 |
Filed as: PENSIONMARK FINANCIAL GRP LLC Service code 26 · EIN 61-1758632 | Advisory (Participants) | $15,623 |
FINANCIAL ENGINES4+ years Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $14,153 |
MARINER LLC1 year Service code 26 · EIN 20-4553256 | Advisory (Participants) | $9,212 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $8,831 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,296 | $121,259-11.5% | $162,163-33.8% | $89,569+19.8% |
| Participation rate | 99.2% | 90.0%+9.2pp | 87.6%+11.6pp | 69.6%+29.6pp |
| Annual return | 23.12% | 22.23%+0.9pp | 115.59%-92.5pp | 34.56%-11.4pp |
| Employer contribution / active EE | $5,227 | $4,435+17.9% | $5,614-6.9% | $2,584+102.3% |
| Participant deferral / active EE | $6,395 | $6,620-3.4% | $7,298-12.4% | $4,220+51.5% |
| Admin fee / account holder | $50 | $101-50.1% | $10,843-99.5% | $72-29.8% |