Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,680,799 |
INVESCO3+ years Filed as: IVZ INC Service code 28 · EIN 58-2287224 | Investment Management | $273,388 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $131,970 |
HARVEST FINANCIAL ADVISORS LLC3+ years Service code 26 · EIN 26-0325888 | Advisory (Participants) | $19,393 |
Filed as: PENSIONMARK FINANCIAL GRP LLC Service code 26 · EIN 61-1758632 | Advisory (Participants) | $12,047 |
FINANCIAL ENGINES2 years Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $6,212 |
CLS INVESTMENTS3+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $5,951 |
FORMULA CORPORATION1 year Filed as: FORMULA FOLIO INVESTMENTS LLC Service code 26 · EIN 27-1883816 | Advisory (Participants) | $5,493 |
Service code 26 · EIN 20-5297833 | Advisory (Participants) | $5,325 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $5,257 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,208 | $112,134-16.0% | $149,721-37.1% | $80,976+16.3% |
| Participation rate | 99.3% | 87.3%+12.0pp | 87.1%+12.2pp | 68.3%+31.0pp |
| Annual return | 18.20% | 17.23%+1.0pp | 1501.67%-1483.5pp | 22.91%-4.7pp |
| Employer contribution / active EE | $4,781 | $3,991+19.8% | $5,444-12.2% | $2,402+99.0% |
| Participant deferral / active EE | $5,833 | $6,036-3.4% | $6,568-11.2% | $3,848+51.6% |
| Admin fee / account holder | $47 | $109-56.9% | $11,282-99.6% | $67-30.2% |