Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,494,365 |
INVESCO2+ years Filed as: IVZ INC Service code 28 · EIN 58-2287224 | Investment Management | $260,740 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $180,079 |
THE BANK OF NEW YORK MELLON2+ years Filed as: MELLON CAPITAL MANAGEMENT CORPORATI Service code 28 · EIN 25-1442864 | Investment Management | $146,656 |
HARVEST FINANCIAL ADVISORS LLC2+ years Service code 26 · EIN 26-0325888 | Advisory (Participants) | $17,591 |
CLS INVESTMENTS2+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $11,749 |
INDEPENDENT FINANCIAL GROUP LLC2+ years Filed as: INDEPENDENT FINANCIAL GROUP LL Service code 26 · EIN 71-0927304 | Advisory (Participants) | $10,268 |
FINANCIAL ENGINES1 year Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $8,197 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $2,272 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,019 | $93,756-17.9% | $133,975-42.5% | $329,111-76.6% |
| Participation rate | 99.3% | 89.7%+9.6pp | 87.1%+12.2pp | 67.9%+31.4pp |
| Annual return | 8.83% | 20.33%-11.5pp | 29.29%-20.5pp | 16.35%-7.5pp |
| Employer contribution / active EE | $4,421 | $3,619+22.2% | $5,211-15.2% | $2,303+91.9% |
| Participant deferral / active EE | $5,237 | $5,685-7.9% | $6,282-16.6% | $3,682+42.2% |
| Admin fee / account holder | $56 | $90-38.0% | $9,324-99.4% | $754-92.6% |