Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,866,385 |
DYNAMIC WEALTH ADVISORS5 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $96,197 |
MOLL WEALTH MANAGEMENT3 years Filed as: MOLL WEALTH MANAGEMENT INC. Service code 26 · EIN 46-4815069 | Advisory (Participants) | $51,450 |
Service code 26 · EIN 84-3178156 | Advisory (Participants) | $50,755 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $45,368 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-3297908 | Advisory (Participants) | $33,760 |
FISHER INVESTMENTS4 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $26,205 |
Filed as: PENSIONMARK FINANCIAL GROUP LL Service code 26 · EIN 61-1758632 | Advisory (Participants) | $22,116 |
MCF ADVISORS LLC3 years Service code 26 · EIN 20-0566061 | Advisory (Participants) | $21,134 |
Service code 26 · EIN 35-2436156 | Advisory (Participants) | $17,243 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,551 | $135,240-10.9% | $170,055-29.1% | $96,393+25.1% |
| Participation rate | 98.8% | 86.5%+12.2pp | 87.0%+11.7pp | 71.3%+27.5pp |
| Annual return | 15.40% | 22.04%-6.6pp | 53.43%-38.0pp | 22.88%-7.5pp |
| Employer contribution / active EE | $5,779 | $5,029+14.9% | $6,790-14.9% | $3,239+78.4% |
| Participant deferral / active EE | $7,682 | $8,138-5.6% | $10,410-26.2% | $5,455+40.8% |
| Admin fee / account holder | $56 | $85-33.7% | $12,828-99.6% | $74-23.8% |