Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,068,922 |
DYNAMIC WEALTH ADVISORS6 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $105,209 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $63,000 |
Service code 26 · EIN 84-3178156 | Advisory (Participants) | $60,892 |
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $54,469 |
Filed as: PENSIONMARK FINANCIAL GROUP LL Service code 26 · EIN 61-1758632 | Advisory (Participants) | $44,648 |
MORNINGSTAR5 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $33,445 |
CERITY PARTNERS2 years Filed as: CERITY PARTNERS LLC Service code 26 · EIN 27-1180831 | Advisory (Participants) | $32,783 |
DRIVEN INVESTMENTS LLC2 years Service code 26 · EIN 85-1639367 | Advisory (Participants) | $29,674 |
Service code 26 · EIN 46-4815069 | Advisory (Participants) | $25,938 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,659 | $152,104-16.1% | $184,203-30.7% | $106,382+20.0% |
| Participation rate | 98.5% | 85.9%+12.6pp | 86.8%+11.7pp | 69.9%+28.6pp |
| Annual return | 10.95% | 20.70%-9.8pp | 28.81%-17.9pp | 17.37%-6.4pp |
| Employer contribution / active EE | $5,621 | $5,326+5.5% | $6,427-12.5% | $3,364+67.1% |
| Participant deferral / active EE | $7,694 | $8,559-10.1% | $9,131-15.7% | $5,569+38.2% |
| Admin fee / account holder | $41 | $103-60.5% | $13,901-99.7% | $79-48.9% |