Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,068,922 |
DYNAMIC WEALTH ADVISORS6 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $105,209 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $63,000 |
Service code 26 · EIN 84-3178156 | Advisory (Participants) | $60,892 |
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $54,469 |
Filed as: PENSIONMARK FINANCIAL GROUP LL Service code 26 · EIN 61-1758632 | Advisory (Participants) | $44,648 |
MORNINGSTAR5 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $33,445 |
CERITY PARTNERS2 years Filed as: CERITY PARTNERS LLC Service code 26 · EIN 27-1180831 | Advisory (Participants) | $32,783 |
DRIVEN INVESTMENTS LLC2 years Service code 26 · EIN 85-1639367 | Advisory (Participants) | $29,674 |
Service code 26 · EIN 46-4815069 | Advisory (Participants) | $25,938 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,659 | $152,104-16.1% | $184,256-30.7% | $106,553+19.8% |
| Participation rate | 98.5% | 85.9%+12.6pp | 86.8%+11.7pp | 69.8%+28.7pp |
| Annual return | 10.95% | 20.70%-9.8pp | 28.85%-17.9pp | 17.37%-6.4pp |
| Employer contribution / active EE | $5,621 | $5,326+5.5% | $6,427-12.5% | $3,359+67.4% |
| Participant deferral / active EE | $7,694 | $8,559-10.1% | $9,133-15.8% | $5,562+38.3% |
| Admin fee / account holder | $41 | $103-60.5% | $13,899-99.7% | $80-49.1% |