Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,474,347 |
MOLL WEALTH MANAGEMENT3 years Service code 26 · EIN 46-4815069 | Advisory (Participants) | $44,178 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Other i... | $34,237 |
STEEL PEAK WEALTH MGMT LLC3 years Service code 26 · EIN 46-1173026 | Advisory (Participants) | $27,994 |
Filed as: PENSIONMARK FINANCIAL GRP LLC Service code 26 · EIN 61-1758632 | Advisory (Participants) | $15,994 |
FINANCIAL ENGINES5+ years Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $15,230 |
MARINER LLC2 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $12,098 |
DYNAMIC WEALTH ADVISORS2 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $11,915 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $10,117 |
BRINKER CAPITAL1 year Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $8,673 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,556 | $139,268-13.4% | $177,821-32.2% | $106,222+13.5% |
| Participation rate | 99.2% | 91.6%+7.6pp | 87.7%+11.5pp | 70.8%+28.4pp |
| Annual return | 17.18% | 17.20%0pp | 48.32%-31.1pp | 21.69%-4.5pp |
| Employer contribution / active EE | $5,343 | $4,832+10.6% | $5,918-9.7% | $2,723+96.2% |
| Participant deferral / active EE | $6,616 | $7,227-8.4% | $7,714-14.2% | $4,600+43.8% |
| Admin fee / account holder | $33 | $97-65.9% | $12,427-99.7% | $78-57.8% |