| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $11,399,826 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $3,863,946 |
ADP BROKER-DEALER7+ years Filed as: ADP TOTALSOURCE Service code 14 · EIN 59-2452823 | Plan Administrator | $1,347,000 |
PROSKAUER ROSE LLP7+ years Service code 29 · EIN 13-1840454 | Legal | $275,692 |
NFP RETIREMENT INC7+ years Filed as: NFP RETIREMENT Service code 27 · EIN 33-0905143 | Advisory (Plan) | $231,300 |
CROWE LLP4 years Service code 10 · EIN 35-0921680 | Accounting | $74,100 |
PRICEWATERHOUSECOOPERS LLP7+ years Filed as: PRICEWATERHOUSECOOPERS Service code 27 PO BOX 7247-8001 · PHILIDELPHIA, PA 191708001 | Advisory (Plan) | $34,500 |
RR DONNELLEY1 year Filed as: RR DONNELLY Service code 99 · EIN 36-1004130 | Other Fees | $12,490 |
LEXIS NEXIS3 years Service code 99 · EIN 65-0852445 | Other Fees | $9,839 |
TD AMERITRADE, INC.7+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Securities brokerage | $5,325 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,954 | $107,662-50.8% | $159,495-66.8% | $106,520-50.3% |
| Participation rate | 40.9% | 69.4%-28.5pp | 82.8%-41.9pp | 71.3%-30.4pp |
| Annual return | 9.75% | 22.17%-12.4pp | 263.72%-254.0pp | 19.28%-9.5pp |
| Employer contribution / active EE | $969 | $2,741-64.6% | $4,831-79.9% | $2,840-65.9% |
| Participant deferral / active EE | $2,759 | $6,799-59.4% | $7,354-62.5% | $4,948-44.2% |
| Admin fee / account holder | $151 | $69+120.5% | $10,804-98.6% | $75+103.0% |