| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $6,893,465 |
Filed as: VOYA INVESTMENT ADVISORS Service code 26 · EIN 06-1375177 | Advisory (Participants) | $1,135,638 |
ADP BROKER-DEALER1+ years Filed as: ADP TOTALSOURCE Service code 14 · EIN 59-2452823 | Plan Administrator | $1,013,076 |
PROSKAUER ROSE LLP1+ years Service code 29 · EIN 13-1840454 | Legal | $208,446 |
NFP RETIREMENT INC1+ years Filed as: NFP RETIREMENT Service code 27 · EIN 33-0905143 | Advisory (Plan) | $191,200 |
PRICEWATERHOUSECOOPERS LLP1+ years Filed as: PRICEWATERHOUSECOOPERS Service code 70 · EIN 13-4008324 | Consulting Fees | $68,935 |
CROWE LLP1+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $45,500 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Securities brokerage | $28,264 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,776 | $65,877-39.6% | $115,038-65.4% | $69,651-42.9% |
| Participation rate | 36.7% | 58.1%-21.4pp | 81.4%-44.6pp | 66.6%-29.8pp |
| Annual return | 5.86% | 6.03%-0.2pp | 26.14%-20.3pp | 53.77%-47.9pp |
| Employer contribution / active EE | $692 | $1,712-59.6% | $4,608-85.0% | $2,241-69.1% |
| Participant deferral / active EE | $2,065 | $4,216-51.0% | $6,026-65.7% | $3,635-43.2% |
| Admin fee / account holder | $127 | $77+63.9% | $8,175-98.5% | $63+100.4% |