| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $10,864,707 |
ADP BROKER-DEALER6+ years Filed as: ADP TOTALSOURCE Service code 14 · EIN 59-2452823 | Plan Administrator | $4,725,477 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $3,110,734 |
PROSKAUER ROSE LLP6+ years Service code 29 · EIN 13-1840454 | Legal | $453,345 |
NFP RETIREMENT INC6+ years Filed as: NFP RETIREMENT Service code 27 · EIN 33-0905143 | Advisory (Plan) | $277,025 |
CROWE LLP3 years Service code 10 · EIN 35-0921680 | Accounting | $129,750 |
PRICEWATERHOUSECOOPERS LLP6+ years Filed as: PRICEWATERHOUSECOOPERS Service code 27 PO BOX 7247-8001 · PHILIDELPHIA, PA 191708001 | Advisory (Plan) | $34,500 |
TD AMERITRADE, INC.6+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Securities brokerage | $3,220 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,329 | $97,541-47.4% | $149,751-65.7% | $106,273-51.7% |
| Participation rate | 41.7% | 66.8%-25.2pp | 82.5%-40.8pp | 70.8%-29.1pp |
| Annual return | 16.75% | 24.23%-7.5pp | 276.71%-260.0pp | 21.70%-4.9pp |
| Employer contribution / active EE | $951 | $2,504-62.0% | $4,646-79.5% | $2,722-65.1% |
| Participant deferral / active EE | $2,625 | $6,023-56.4% | $6,843-61.6% | $4,601-43.0% |
| Admin fee / account holder | $146 | $72+103.3% | $9,312-98.4% | $78+86.1% |