| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $12,815,326 |
ADP BROKER-DEALER9+ years Filed as: ADP TOTALSOURCE Service code 14 · EIN 59-2452823 | Plan Administrator | $4,060,492 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $3,655,918 |
NFP RETIREMENT INC9+ years Filed as: NFP RETIREMENT Service code 27 · EIN 33-0905143 | Advisory (Plan) | $314,825 |
PROSKAUER ROSE LLP9+ years Service code 29 · EIN 13-1840454 | Legal | $191,481 |
CROWE LLP6 years Service code 10 · EIN 35-0921680 | Accounting | $89,100 |
LEXIS NEXIS1 year Filed as: LEXISNEXIS Service code 99 · EIN 65-0852445 | Other Fees | $5,400 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,662 | $106,994-54.5% | $135,998-64.2% | $96,393-49.5% |
| Participation rate | 41.6% | 72.5%-30.9pp | 81.9%-40.3pp | 71.3%-29.7pp |
| Annual return | 12.45% | 26.64%-14.2pp | 68.37%-55.9pp | 22.88%-10.4pp |
| Employer contribution / active EE | $1,132 | $3,391-66.6% | $4,860-76.7% | $3,239-65.1% |
| Participant deferral / active EE | $3,021 | $7,968-62.1% | $7,761-61.1% | $5,455-44.6% |
| Admin fee / account holder | $128 | $79+62.2% | $10,769-98.8% | $74+73.5% |