ADP BROKER-DEALER
107 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4,274+143 YoYRank #4 of mapped providers
Assets under administration$188.2B0.2%Market share · rank #76
Fees received$128MMedian $14,735/planSum across Schedule C direct + indirect
Net wins YoY+143721 won · 578 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ADP BROKER-DEALER plan look like?
Service mix · median fees per plan
Count of plans where ADP BROKER-DEALER ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Direct payment from the planCode 15 | 4,057 | $15,203 | |
Sub-transfer agency fees; Shareholder servicing fees; Other services; Other feesCode 49 | 1,153 | $0 | |
Sub-transfer agency fees; Shareholder servicing fees; Distribution (12b-1) feesCode 59 | 1,065 | $0 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Recordkeeping fees; Contract Administrator; Participant loan processingCode 13 | 46 | $9,869 | |
Investment advisory (plan); Securities brokerage; Investment management; Other feesCode 27 | 23 | $24,000 | |
Other feesCode 99 | 14 | $9,883 | |
Investment advisory (plan); Investment management; Consulting (general)Code 16 | 8 | $40,297 | |
Participant loan processing; Direct payment from the planCode 37 | 7 | $3,375 |
Competitor overlap
Percent of ADP BROKER-DEALER's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ADP BROKER-DEALER.
| Sponsor | From | Assets |
|---|---|---|
NEW ENGLAND TEAMSTERS PENSION FUNDMA · 046372430-001 | ANDREA GABALDON | $9.1B |
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | WALTER SCOTT & PARTNERS LIMITED | $5.2B |
ASSURANT, INC.GA · 391126612-002 | THE VANGUARD GROUP, INC. | $2.2B |
ADIENT US LLCMI · 383380735-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $951M |
PTC INC.MA · 042866152-001 | UBS FINANCIAL SERVICES INC | $856M |
PPG INDUSTRIES, INC.PA · 250730780-097 | PPG INDUSTRIES, INC. | $689M |
BOARD OF TRUSTEES OF POINTERS,NY · 133208565-001 | JULIET GRAY | $370M |
HUNTSWORTH GROUP, INC.PA · 133313044-001 | RESOURCES INVESTMENT ADVISORS LLC | $133M |
CVAUSA MANAGEMENT, LLCFL · 873915207-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $132M |
MURTHA CULLINA LLPCT · 060686015-001 | RESOURCES MANAGEMENT CORPORATION | $115M |
Plans lost in 2024
Appeared last year under ADP BROKER-DEALER; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEES, CALIFORNIA IRONWORKERS FIELD PENSION TRUST FUNCA · 956042866-001 | OLYMPIC STAFFING SERVICES | $3.0B |
SEAGATE U.S. LLCCA · 770545987-001 | STRATEGIC ADVISORS, INC. | $2.1B |
BOARD OF TRUSTEES MASON TENDERS DISTRICT COUNCIL PENSION FUNDNY · 136190433-074 | MTDC WELFARE FUND | $1.8B |
SIX CONTINENTS HOTELS, INC.GA · 582283470-003 | SAGEVIEW ADVISORY GROUP, LLC | $1.0B |
BOARD OF TRUSTEES, CALIFORNIA IRON WORKERS FIELD DEFINED CONTRIBUTIONCA · 953304279-001 | CDW DIRECT LLC | $1.0B |
BOARD OF TRUSTEES MASON TENDERS DISTRICT COUNCIL ANNUITY FUNDNY · 136358540-076 | JANUS HENDERSON | $913M |
BLUE CROSS AND BLUE SHIELD ASSOCIATIONIL · 135656874-002 | SS&C | $425M |
MORTGAGE RESEARCH CENTER LLCMO · 431965151-001 | MILLIMAN, INC. | $397M |
AZUSA PACIFIC UNIVERSITYCA · 951744369-001 | TIAA | $294M |
PACIFIC COAST BUILDING PRODUCTS, INC.CA · 946103555-002 | VOYA RETIREMENT INSURANCE & ANNUITY | $263M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $173,572 | 6y | - |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-444 | $16.8B | 80,475 | $28,078 | 3y | 1 |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $30,519 | 3y | - |
ADP TOTALSOURCE GROUP, INC.FL · 592452823-001 | $9.2B | 335,802 | $7M | 9y | 1 |
NEW ENGLAND TEAMSTERS PENSION FUNDMA · 046372430-001 | $9.1B | 71,331 | $12,800 | 1y | - |
METLIFE GROUP, INC.NJ · 550790010-001 | $7.9B | 13,404 | $621,362 | 7y | - |
STEELWORKERS PENSION TRUSTPA · 236648508-499 | $7.2B | 123,674 | $9,496 | 5y | - |
DANAHER CORPORATIONDC · 591995548-004 | $6.5B | 37,514 | $58,834 | 10y | 2 |
CORNING INCORPORATEDNY · 160393470-002 | $4.1B | 16,330 | $27,000 | 2y | 1 |
EXCAVATORS UNION PENSION FUND LOCANY · 131809825-002 | $3.0B | 11,892 | $99,499 | 5y | - |
Flag exposure
83.8%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (107)
Raw Schedule C names collapsed into ADP BROKER-DEALER.
- ADP
- ADP - BROKER DEALER
- ADP - BROKER-DEALER
- ADP BOKER-DEALER
- ADP BORKER - DEALER
- ADP BORKER-DEALER
- ADP BROKE DEALER
- ADP BROKE-DEALER
- ADP BROKER - DEALER
- ADP BROKER -DEALER
- ADP BROKER / DEALER
- ADP BROKER DEALER
- ADP BROKER DEALER 22-3319984
- ADP BROKER DEALRER
- ADP BROKER DEALTER
- ADP BROKER-
- ADP BROKER- DEALER
- ADP BROKER-DEAA;ER
- ADP BROKER-DEAILER
- ADP BROKER-DEAL
- ADP BROKER-DEALER
- ADP BROKER-DEALER - 25156A403
- ADP BROKER-DEALER - 25156G798
- ADP BROKER-DEALER - 25157M679
- ADP BROKER-DEALER 22-3319984
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ADP BROKER-DEALER's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 117 | 2.74% | 7.76% | -5.02 pp |
| Fidelity bond gap | 1,150 | 26.91% | 26.94% | -0.03 pp |
| Late contributions | 508 | 11.89% | 1.71% | +10.17 pp |
| Failed to provide benefit | 4 | 0.09% | 0.14% | -0.05 pp |
| Corrective distributions | 1,418 | 33.18% | 1.76% | +31.42 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ADP BROKER-DEALER. Compare to the incumbent market share (6.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-6.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).