| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $9,113,441 |
ADP BROKER-DEALER4+ years Filed as: ADP TOTALSOURCE Service code 14 · EIN 59-2452823 | Plan Administrator | $4,963,534 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $2,328,550 |
NFP RETIREMENT INC4+ years Filed as: NFP RETIREMENT Service code 27 · EIN 33-0905143 | Advisory (Plan) | $280,050 |
PROSKAUER ROSE LLP4+ years Service code 29 · EIN 13-1840454 | Legal | $215,198 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $67,550 |
SALESFORCE1 year Service code 38 PO BOX 203141 · DALLAS, TX 753203141 | Participant Communication | $67,262 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Securities brokerage | $46,236 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,875 | $71,505-45.6% | $123,553-68.5% | $73,367-47.0% |
| Participation rate | 39.6% | 64.9%-25.3pp | 82.3%-42.7pp | 69.5%-29.8pp |
| Annual return | -5.50% | 6.94%-12.4pp | 119.21%-124.7pp | 173.45%-178.9pp |
| Employer contribution / active EE | $816 | $2,011-59.4% | $4,628-82.4% | $2,499-67.4% |
| Participant deferral / active EE | $2,326 | $4,928-52.8% | $6,426-63.8% | $4,033-42.3% |
| Admin fee / account holder | $152 | $66+130.3% | $9,284-98.4% | $68+122.1% |