Filed December 2, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Account ma... | $103,297 |
LPL FINANCIAL7 years Filed as: LPL FINANCIAL CORPORATION Service code 27 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 62121 | Advisory (Plan) | $52,950 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,503 | $53,136-23.8% | $155,509-74.0% | $199,593-79.7% |
| Participation rate | 96.3% | 64.1%+32.2pp | 78.2%+18.1pp | 72.0%+24.3pp |
| Annual return | 14.70% | 41.15%-26.5pp | 64.67%-50.0pp | 34.25%-19.6pp |
| Employer contribution / active EE | $3,799 | $1,851+105.2% | $4,672-18.7% | $3,034+25.2% |
| Participant deferral / active EE | $2,472 | $3,161-21.8% | $5,626-56.1% | $5,087-51.4% |
| Admin fee / account holder | $118 | $185-36.1% | $15,912-99.3% | $269-55.9% |