Filed December 2, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $85,313 |
LPL FINANCIAL6 years Filed as: LPL FINANCIAL CORPORATION Service code 27 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 62121 | Advisory (Plan) | $51,408 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,848 | $50,127-30.5% | $149,673-76.7% | $80,160-56.5% |
| Participation rate | 93.1% | 64.3%+28.8pp | 78.8%+14.3pp | 72.9%+20.2pp |
| Annual return | 19.38% | 29.82%-10.4pp | 134.42%-115.0pp | 40.38%-21.0pp |
| Employer contribution / active EE | $2,840 | $1,865+52.3% | $4,818-41.0% | $2,978-4.6% |
| Participant deferral / active EE | $2,253 | $3,194-29.5% | $5,680-60.3% | $5,017-55.1% |
| Admin fee / account holder | $110 | $153-28.1% | $13,210-99.2% | $145-24.3% |