Filed December 2, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Float revenue; Dis... | $80,518 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL CORPORATION Service code 16 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 62121 | Consulting | $49,445 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,376 | $62,928-48.6% | $172,739-81.3% | $67,579-52.1% |
| Participation rate | 100.0% | 64.5%+35.5pp | 82.6%+17.4pp | 71.3%+28.7pp |
| Annual return | 17.37% | 30.36%-13.0pp | 802.84%-785.5pp | 378.56%-361.2pp |
| Employer contribution / active EE | $2,739 | $1,636+67.4% | $5,143-46.7% | $2,148+27.5% |
| Participant deferral / active EE | $2,531 | $2,145+18.0% | $5,198-51.3% | $3,539-28.5% |
| Admin fee / account holder | $155 | $167-7.2% | $13,954-98.9% | $142+8.7% |