Filed December 2, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA FINANCIAL ADVISORS, INC. Service code 16 909 LOCUST ST · DES MOINES, IA 50309 | Consulting | $45,044 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $44,787 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPORATION Service code 16 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 62121 | Consulting | $16,013 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,229 | $37,196-26.8% | $154,107-82.3% | $55,725-51.1% |
| Participation rate | 100.0% | 64.1%+35.9pp | 83.0%+17.0pp | 70.9%+29.1pp |
| Annual return | -5.01% | 1319.68%-1324.7pp | 735.12%-740.1pp | 244.93%-249.9pp |
| Employer contribution / active EE | $2,522 | $1,614+56.3% | $5,298-52.4% | $2,078+21.4% |
| Participant deferral / active EE | $2,408 | $2,068+16.4% | $5,081-52.6% | $3,356-28.3% |
| Admin fee / account holder | $61 | $102-40.3% | $13,411-99.5% | $115-47.3% |