Filed December 2, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Float r... | $56,010 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL CORPORATION Service code 27 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 62121 | Advisory (Plan) | $47,045 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,296 | $52,293-28.7% | $178,490-79.1% | $73,409-49.2% |
| Participation rate | 100.0% | 65.3%+34.7pp | 81.9%+18.1pp | 72.2%+27.8pp |
| Annual return | 14.85% | 34.75%-19.9pp | 151.07%-136.2pp | 59.29%-44.4pp |
| Employer contribution / active EE | $4,360 | $1,735+151.2% | $5,011-13.0% | $2,234+95.2% |
| Participant deferral / active EE | $2,575 | $2,332+10.4% | $5,202-50.5% | $3,805-32.3% |
| Admin fee / account holder | $130 | $127+2.2% | $13,984-99.1% | $158-17.6% |